-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TnWE02UmiZLSusMsTsKJB+Rw8nOWOtuzrxk908B1APWwnZTWKs2z3Qsmd8383lun uwg7UtT/pQ8/GL3PjciKIA== 0000039059-01-500004.txt : 20010214 0000039059-01-500004.hdr.sgml : 20010214 ACCESSION NUMBER: 0000039059-01-500004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AXSYS TECHNOLOGIES INC CENTRAL INDEX KEY: 0000206030 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 111962029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-06258 FILM NUMBER: 1535308 BUSINESS ADDRESS: STREET 1: 175 CAPITAL BLVD SUITE 103 CITY: ROCKY HILL STATE: CT ZIP: 06067 BUSINESS PHONE: 2018711500 MAIL ADDRESS: STREET 1: 175 CAPITAL BLVD SUITE 103 CITY: ROCKY HILL STATE: CT ZIP: 06067 FORMER COMPANY: FORMER CONFORMED NAME: VERNITRON CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALBERT FRIED & CO LLC CENTRAL INDEX KEY: 0000039059 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 135089432 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 40 EXCHANGE PLACE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2124227282 MAIL ADDRESS: STREET 1: 40 EXCHANGE PLACE CITY: NEW YORK STATE: NY ZIP: 10005 SC 13G 1 axys13g.txt AXSYS 13G FILING SECURITIES AND EXCHANGE COMMISSION "Washington, D.C. 20549" SCHEDULE 13G (12/31/2000) Under the Securities Exchange Act of 1934 "AXSYS TECHNOLOGIES, Inc." - ----------------------------------------------------------------- (Name of Issuer) COMMON STOCK - ----------------------------------------------------------------- (Title of Class of Securities) 54615109 - ----------------------------------------------------------------- (CUSIP Number) CUSIP Number: 54615109 1) NAME OF REPORTING PERSON "ALBERT FRIED & COMPANY, LLC " 13-5089432 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) | | (b) | X | 3) SEC USE ONLY 4) CITIZEN OR PLACE OF ORGANIZATION NEW YORK 5) SOLE VOTING POWER "130,213" 6) SHARED VOTING POWER None 7) SOLE DISPOSITIVE POWER "130,213" 8) SHARED DISPOSITIVE POWER 0 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON "130,213" 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 2.79% 12) TYPE OF REPORTING PERSON "BD, OO" ITEM 1(a) NAME OF ISSUER: "AXSYS TECHNOLOGIES, INC." ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 910 Sylvan Avenue; Suite 180 " Englewood Cliffs, NJ 07632" ITEM 2(a) NAME OF PERSON FILING: "Albert Fried & Company, LLC." "The members of Albert Fried & Company, LLC are Albert Fried " "Jr., John P. Vazzana, The Fried Group, LLC., Christina E. Fried" and Anthony G. Katsingris. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: " 40 Exchange Place, New York, NY 10005" ITEM 2(c) CITIZENSHIP: "Albert Fried & Company, LLC is organized under the laws of " the state of New York. Each of the individuals referred to in item 2(a) above is a citizen of the United States. ITEM 2(d) TITLE OF CLASS OF SECURITIES: "COMMON STOCK, $0.01 Par Value " ITEM 2(e) CUSIP NUMBER: 54615109 ITEM 3 STATEMENT IS FILED PURSUANT TO RULE 13d-1(b): (A) BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT. ITEM 4 OWNERSHIP ITEM 4(a) AMOUNT BENEFICIALLY OWNED: "130,213" SHARES OF COMMON STOCK 4(b) PERCENT OF CLASS: 2.79% 4(c) NUMBER OF SHARES AS WHICH SUCH PERON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE - "130,213" (ii) SHARES POWER TO VOTE OR TO DIRECT THE VOTE - NONE (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF "130,213" SHARES (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF - NONE ITEM 5 OWNERSHIP OF LESS THAN FIVE PERCENT OF A CLASS: YES |X| NO | | ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: NOT APPLICABLE ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: NOT APPLICABLE ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: NOT APPLICABLE ITEM 9 NOTICE OF DISSOLUTION OF GROUP: NOT APPLICABLE ITEM 10 CERTIFICATION: "By signing below I certify that, to the best of my " "knowledge and belief, the securities referred to above were acquired in " the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. "After reasonable inquiry and to the best of my knowledge and belief, I " "certify that the information set forth in this statement is true, " complete and correct. DATE: 2/12/01 "ALBERT FRIED & COMPANY, LLC." By "/s/ Albert Fried, Jr." ---------------------- "Name: Albert Fried, Jr" Title: Managing Member -----END PRIVACY-ENHANCED MESSAGE-----